Risk Tolerance Questionnaire

First Name

Last Name

Cell Phone

Street Address

City

State

Please answer all questions below to help determine your investment risk profile.

1. How long will it be before you expect to begin making regular withdrawals from this account?

Less than 2 years 2 – 4 years 4 – 6 years 7 – 10 years More than 10 years

2. What percentage of the portfolio’s current value will you withdraw annually once withdrawals begin?

Greater than 8% Greater than 5%, but less than 8% Greater than 2%, but less than 5% Less than 2% No withdrawals planned

3. It is likely that a large percentage of the account will be withdrawn in the next 5 years.

4. Which statement best summarizes your attitude regarding investing and inflation?

Safety over inflation Minimize volatility Moderate growth Aggressive growth

5. How would you describe your future income?

Unpredictable Fairly consistent Stable or slightly increasing Stable and increasing

6. I am comfortable with investments that may lose money temporarily.

7. If the market were to drop 20%, what would you do?

Sell everything Sell some Stay the course Invest more

8. How much volatility are you willing to accept?

Minimal Some Moderate Considerable

9. Which portfolio would you invest in? (Best case / Worst case scenarios)

Portfolio A: +5% / -5% Portfolio B: +10% / -10% Portfolio C: +15% / -15% Portfolio D: +20% / -20% Portfolio E: +25% / -25%

10. What is your primary investment objective?

Preserve asset value Generate income Income & growth Growth Maximum growth

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